Banking & Financial ServicesCompliance, AML & Internal Investigations
AML source of funds dossier for banking response
UHNWI (anonymized)
Luanda, Angola
Completed
Summary
Organization of evidence and drafting of technical narrative for response to banking compliance requirements regarding source of funds and financial flows.
Contexto
Work was oriented to (i) build coherent and traceable flows map, (ii) identify and close critical documentary gaps, and (iii) present response in banking language, with indexed evidence and ready for verification.
Execution
Flows and source of funds map: reconstitution by periods/operations, with cross-reference to evidence and risk points (gaps, inconsistencies, hiatuses)
Documentary dossier: consolidation and indexing of contracts, invoicing, taxes, statements, operational supports, and complementary documents, with verification trail
Technical response and refusal risk mitigation: drafting of explanatory note and evidence matrix, aligned with usual enhanced due diligence criteria
Coordination with compliance interlocutors: management of additional requests, clarifications, and closure of documentary pending
Resultados
Structured dossier with traceable evidence and consistent technical narrative for banking analysis
Critical gaps identified and treated with complementary documentation and supported explanations
Response presented in verifiable format (index, cross-references, and documentary trail), reducing operational refusal risk due to documentary insufficiency